The Responsibility to Protect & Fear of Foreign Policy Failure

27 October 2014, 1728 EDT

Last week I had the opportunity to partake in a workshop on the Responsibility to Protect (R2P) at The Hague Institute of Global Justice (the Institute). The Institute is preparing to launch a project on R2P, seeking to bring academics, civil society and government/policy makers together to formulate insightful and policy relevant findings on R2P.   As the workshop was governed by Chatham House rules, I will only here note a few of my insights from the workshop, primarily insights about the connections between political will to uphold R2P and the theoretical and practical realities of foreign policy.

R2P is a very broad agenda with multiple loci of responsibility. The first covers the responsibilities of states to protect their own populations against war crimes, crimes against humanity, genocide and ethnic cleansing. A second locus of responsibility is the “international community,” for when states cannot protect their peoples or prevent these crimes, then, it also has an obligation to aid states, through various capacity building and preventive mechanisms. Third and finally, the United Nations Security Council possesses a particular responsibility. When preventive measures fail (or are not forthcoming), then the international community as represented through the United Nations Security Council has the responsibility to use all peaceful means to protect people from the four R2P crimes. If or when those peaceful means fail, then the Security Council has the responsibility to take “timely and decisive” measures, in accordance with Chapter VII of the UN Charter, to protect populations. Such measures include military options, taken with or without the consent of a target state.

These three loci of responsibility track the three Pillars of the doctrine. Pillar One refers to the domestic state’s responsibility as outlined above. Pillar Two addresses the international community’s obligation and commitment to encourage and assist states (through capacity building) to uphold their Pillar One responsibilities. Pillar Three highlights the range of tools, from peaceful to non-peaceful and less coercive to more coercive, available to the Security Council and regional organizations. The pillars, it is thought, are not sequential, and some cases may only invoke or require Pillars One or Two. Regrettably, much of the debate concerning R2P tends to distill to questions about forcible intervention under Pillar Three.

This brings us to last week’s workshop. The brute fact of the matter is that R2P is a state doctrine, and much of the reality in international affairs is that states will only voluntarily undertake actions. In R2P parlance, this means that there is an ongoing question about the “political will” to uphold R2P. The discussion about political will, however, becomes blurred due to several related aspects. First and more generally, when any discussion of political will raises its head, it seems that almost everyone is working from the assumption of the political will to intervene militarily (the Pillar Three responsibility). Yet R2P proponents are quick to point out that R2P is more than this, as it includes early warning and capacity building.

This leads to a second point. States seem quick to lend rhetorical support for early warning and capacity building, but the discussion ends there. It seems, at least to me, that we ought to press them then to make more explicit commitments on these fronts. Development is linked to prevention, and perhaps we ought to change the background assumptions about political will from intervention to state building.

If this is too strong, as many states are unwilling to engage in prolonged state building enterprises, then there ought to be an open and pressing discussion about peacekeeping. If states are unwilling or unable to open their wallets, then perhaps they would be willing to provide troops. For example, as Perry and Smith note, North America and Europe have the lowest levels of troop contributions compared to Asia and Africa. A keen example is the United Kingdom, which consistently contributes around .5% of peacekeepers worldwide. Some might think that these countries are already fulfilling their obligations through foreign aid, so they are under no other or further obligations to supply peacekeepers, but this logic is unsound for a variety of reasons. Least amongst them, it overlooks the sad fact that we have no way under the current R2P doctrine to say who and who has not fulfilled their obligations or even how those obligations could be fulfilled. (See here, here and here for some discussions about this issue.)

Moreover, the gendered division of peacekeepers is also noteworthy and ought to be pressed upon from an R2P perspective. If one is looking for a way to not only keep the peace, but also to build capacity, then it would seem that including more female peacekeepers could kill two birds with one stone.   The level of gender equality is seen as a factor in conflict emergence, and if one could mitigate at least small levels of gender inequality while simultaneously saving lives, then this seems like an obvious win. However, looking at the data for female troop contributions, Crawford, Lebovic and Macdonald find that between 2009-2011 “86 percent of countries contributed no female personnel to an average mission in all three years, and 99 percent of countries contributed no female personnel to an average mission in at least one of the three years, under consideration.” Capacity building and timely response seem inherently linked on this issue.

Though what is apparent from the discussions last week and the reality of R2P is that states are unwilling to commit themselves or their peoples to anything that may end up looking like foreign policy failure. Even if we can divide R2P along the three pillars, states implicitly understand that if they sign on to more than their own responsibility for R2P crimes, this may end up committing them to foreign policy agendas that they deem too risky or too costly.   As Feaver and Gelpi argue in their work, states are willing to take on costs, particularly costs in lives, if they are seen to be “winning.” Casualty aversion only becomes a key concern for states when they are losing their foreign policy battles. While the cases are different, Feaver and Gelpi’s findings are illustrative here. Whatever foreign policy goals states set for themselves, they must be able to formulate them in such a way that they can ultimately “win.” Given that R2P is so wide ranging, covering everything from developing constitutions, building infrastructure, advocating for open democracy, calling for inclusive education of citizens, as well as (non)coercive measures to force states to abide by their obligations, it is, in a sense, a foreign policy nightmare. No statesperson could adequately formulate a policy framework that could be operationalized in a way where states could show that they upheld their responsibilities, did what they could, as well as succeeded in their efforts, and were not also on the hook for more.

Some might object and say that there are R2P successes. To be sure, there are, but there are also so many “failures” that the variation in foreign policy responses as well as the success rate tell us very little about the conditions for states to act, let alone act and succeed. While states are willing to note that they and the international community have a responsibility to protect, they are unwilling to talk about the finer details, and it is my worry that this is because of the vast expanse of the doctrine itself. If states cannot be seen to win and succeed, then they will either refrain from embarking on an R2P activity, or they will choose to do so from the shadows. Risk of foreign policy failure is, then, inherently linked to the discussion of political will, and it is high time we see that the doctrine itself is breeding its own limitations.