This is a guest post by Betcy Jose, Assistant Professor of Political Science at University of Colorado-Denver and Lucy McGuffey, Associate Professor in the Department of Political Science at University of Colorado-Denver.
In season 3 of House of Cards, the US Ambassador to the UN introduces a “Uniting for Peace” resolution in the General Assembly to deploy peacekeepers to the Jordan Valley, bypassing a Russian Security Council veto on a similar measure. The Russian Ambassador’s response? “Going around the Security Council is a radical move.”
Could the UN consider such a “radical” move to overcome Security Council paralysis when it comes to the Syrian conflict? After all, the Security Council has failed to pass resolutions condemning the use of banned chemical weapons there, let alone authorizing a peacekeeping mission. Its inability to respond to the numerous atrocities has resurrected doubts about its effectiveness and reignited debates about Council reform. Furthermore, growing frustration with it may have contributed to the US unilaterally launching missile strikes, potentially undermining norms ensuring global stability and peace. Nikki Haley, US Ambassador to the UN, told the Council before the strikes, “When the United Nations consistently fails in its duty to act collectively, there are times in the life of states that we are compelled to take our own action.” Yet unilateral action has its own drawbacks. A Uniting for Peace process could provide a third way.
Moreover, a Uniting for Peace resolution to break a Security Council deadlock is not actually so radical. Last October, Canada appealed to the General Assembly to invoke it to deal with the Syrian crisis. Originally, the General Assembly adopted the Uniting for Peace resolution in 1950 in response to repeated Soviet vetoes thwarting Security Council action on the Korean War. This context explains the conditions that must be met for an UfP resolution: first, the Security Council must be prevented from acting because a veto has been exercised on its own resolution and second, the issue facing the General Assembly must be “a threat to the peace, breach of the peace, or act of aggression.” If the General Assembly determines both these conditions exist, it can consider recommendations for collective action under a UfP resolution. The Syrian war certainly qualifies for a UfP resolution: vetoes block Security Council action and the conflict unquestionably threatens and breaches international peace. One only needs to consider the destabilizing effects the conflict’s refugee flows have on neighboring countries and Europe or the possibility of a hot war erupting between the US and Russia to be persuaded.
But what are the possibilities for collective action? A peacekeeping operation like the one established in response to the Suez Crisis in 1956 is unlikely: there is insufficient political will to circumvent a Security Council impasse for an action of that magnitude. However, there may be sufficient support to use this resolution to create an ad hoc tribunal to prosecute international crimes. The mountain of evidence indicating the commission of grave crimes in Syria continues to grow daily. Human Rights Watch just released a report concluding that the Syrian government has engaged in the systematic and widespread use of nerve agents, with the intention of some of these attacks “appear[ing] to have been to inflict severe suffering on the civilian population.” According to legal expert Kevin John Heller, “the evidence collected for Syria could be nearly as strong as that used in the Nuremberg trials after World War II.” The only existing international court that can hear cases involving such crimes is the International Criminal Court. But because Syria did not join the ICC, the court can only have jurisdiction over it if the Security Council refers the situation to it. Russian and Chinese vetoes have stymied the Council’s attempts to do so. This is where the General Assembly could conceivably step in.
There are indications such a move would receive wide endorsement. In a bid to convince the Security Council to refer Syria to the ICC in 2013, the Swiss Federation submitted a letter signed by a diverse group of 60 countries declaring, “Without accountability… there will be no sustainable peace in Syria.” Fatou Bensouda, the ICC’s chief prosecutor, acknowledged her approval: “I will support [a special Syria tribunal] because for me its [sic] justice, accountability, rule of law, specially justice for… the victims of these crimes, this is absolutely important that it must be addressed.” A coalition of 223 civil society organizations, including high-profile groups like Human Rights Watch, the Global Centre for Responsibility to Protect, and the Syrian American Medical Society, have called on the General Assembly to use the resolution to “explore possible avenues to bring perpetrators of serious crimes under international law on all sides to justice.” To help support future accountability efforts, the General Assembly in December 2016 authorized the creation of an independent panel to aid in the investigation and prosecution of war crimes and crimes against humanity in Syria. Individual trials have been or are being held in Europe. Furthermore, the surprisingly broad backing from governments for the US missile strikes suggests the international community’s desire to do something to address the shocking violence occurring in Syria.
Admittedly, this idea is not problem-free. First, it is unclear whether the General Assembly can lawfully exercise power reserved for the Security Council, such as creating tribunals without the target country’s consent. Those who claim such a move violates the UN Charter’s separation of powers argue prior UfP resolutions either involved consensual measures or simply offered additional legitimacy to action that didn’t require Council approval to be international law-compliant, like using force in self-defense. Others counter by suggesting that the Council has primary, not exclusive, responsibility to authorize non-consensual action. The General Assembly is then permitted to step in when the Council fails to exercise this responsibility. A second concern is that General Assembly resolutions are non-binding. They cannot compel UN members to create a tribunal in the same way the Council can. However, they can confer legitimacy upon collective efforts taken in their name. And states that take coercive action (such as transferring a suspect in their territory to the tribunal) won’t necessarily have to fear violating international law. A third concern is where such a tribunal might be located. For ease of prosecution, it should be as close to Syria as possible, which significantly limits the options. One possibility is Kurdistan due to is proximity, relative stability, and ability to provide the tribunal some security. Financing the tribunal would be another significant hurdle. Yet, given the extensive support prosecuting Syrian crimes has and the depth of current frustration over the UN’s repeated inaction, perhaps the international community would be willing to put its money where its mouth is.
Make no mistake: creating a special tribunal for Syria isn’t an easy task. Otherwise, it would exist right now. And merely creating this court is no substitute for sustained political efforts to end the conflict. Yet, despite these difficulties and limitations, there are compelling reasons to pursue this endeavor, especially given the absence of other meaningful actions taken by the international community. First, failure to act weakens international law’s protections for civilians and does so in a way that implies an unequal valuation of life. Second, as Bensouda’s statement indicates, retributive justice can facilitate reconciliation in post-conflict societies by promoting the rule of law, challenging the culture of impunity that permits substantive legal violations. Third, if the tribunal indiscriminately holds accountable anyone who disregards civilian protections in Syria, it could reduce the global South’s perception that the international community selectively pursues justice. If the international community, and the UN specifically, wants its commitment to human security, human rights, and global security to be taken seriously, it must meaningfully translate its words into action.
Justice seems pretty far down the list of things needed for a lasting peace, but even accepting Bensouda’s point, I still don’t see an answer to the q raised in the lawfare piece you linked to: “If arrest warrants are issued, especially ones that target members of the Assad regime, who will arrest them?” And without an ability to enforce warrant, the UN commitment to human security might be taken even less seriously (again quoting lawfare price, unenforced arrest warrants will mean people “disillusioned by international law”)
Thanks so very much for your question. It’s an important one. In many ways, the question could also be asked about the ICC if the Security Council had passed its resolution referring Syria to that court. While a GA-created tribunal or the ICC can’t force states to enforce arrest warrants, it doesn’t mean that states won’t or don’t ever comply voluntarily if they find suspects in their territory. And the evidence presented in the post indicating the international community’s strong desire for justice suggests some states may be willing to voluntarily comply with arrest warrants issued by a Syria tribunal if it could be created. Of course, it’s not a perfect solution as it may not work with all suspects. And as we emphasize, this court cannot be a substitute for an end to the conflict itself.
Fair enough—won’t necessarily help end the conflict, but can help post-conflict peace if it delivers Assad justice then; and even now, it can signal equal value for life and justice. Tricky—issuing warrant but not enforcing it can lead people to lose faith in impartial justice, but not issuing warrant at all can do the same.
Likewise, thank you for your response (and explanation of how UN OK’d Korean War, the standard explanation never seems complete: having repeatedly vetoed UNSC action, Russians had to have known boycotting/skipping would be bad idea!)